Bullet list

We do this through:

  • Document custody, collateral review, certification and safekeeping
  • Oversight
  • Cash-flow monitoring
  • Maintaining books and records
  • Reconciling portfolio holdings
  • Collecting and storing securities, documents and files

Clear and transparent communication is crucial:

  • Notifying and processing of corporate actions
  • Reporting portfolio and account holdings
  • Interacting with major market depositaries (BoNY, UBS and Clearstream)